Medical Policy

Policy Num:       07.001.121
Policy Name:     Absorbable Nasal Implant for Treatment of Nasal Valve Collapse
Policy ID:          [07.001.121] [Ac / B / M- / P-] [7.01.163]


Last Review:     November 14, 2024
Next Review:     November 20, 2025

 

Related Policies: None

Absorbable Nasal Implant for Treatment of Nasal Valve Collapse

Population Reference No.

Populations

Interventions

Comparators

Outcomes

                                     1 Individuals:
  • With symptomatic nasal obstruction due to internal nasal valve collapse
Interventions of interest are:
  • Absorbable lateral nasal wall implant
Comparators of interest are:
  • Nasal valve dilation
  • Other surgical graft to repair nasal valve collapse
Relevant outcomes include:
  • Symptoms
  • Change in disease status
  • Treatment-related morbidity
  • Functional status
  • Quality of life

Summary

Description

Nasal valve collapse (NVC) is a readily identifiable cause of nasal obstruction. Specifically, the internal nasal valve represents the narrowest portion of the nasal airway with the upper lateral nasal cartilages present as supporting structures. The external nasal valve is an area of potential dynamic collapse that is supported by the lower lateral cartilages. Damaged or weakened cartilage will further decrease airway capacity and increase airflow resistance and may be associated with symptoms of obstruction. Patients with NVC may be treated with nonsurgical interventions in an attempt to increase the airway capacity but severe symptoms and anatomic distortion are treated with surgical cartilage graft procedures. The placement of an absorbable implant to support the lateral nasal cartilages has been proposed as an alternative to more invasive grafting procedures in patients with severe nasal obstruction. The concept is that the implant may provide support to the lateral nasal wall prior to resorption and then stiffen the wall with scarring as it is resorbed.

Summary of Evidence

For individuals with symptomatic nasal obstruction due to internal nasal valve collapse (NVC) who receive an absorbable lateral nasal valve implant, the evidence includes 1 randomized controlled trial (RCT) with a 24-month uncontrolled follow-up phase and 3 nonrandomized prospective, single-cohort studies. Relevant outcomes are symptoms, change in disease status, treatment-related morbidity, functional outcomes, and quality of life (QOL). Overall, improvements in nasal obstruction score have been demonstrated in study reports. Follow-up at 3 months in the RCT showed a statistically significant improvement in response with the implant compared to the sham group, although over half of the control group were also considered responders. Twenty-four month follow-up has been reported in the 3 multicenter cohort studies and the uncontrolled crossover phase of the RCT. Loss to follow-up was high, although sensitivity analysis with a worst-case scenario supported an improvement in symptoms at 24 months. As reported, adverse events appeared to be mild in severity and self-limiting, but still common. In the larger cohorts, device retrievals or extrusions occurred in 4% of patients. The need for device retrievals appears to occur early in the course of follow-up (1 month); suggesting technical experience limitations on the part of the operator or inappropriate patient selection. No studies have been identified that compared insertion of an implant with inferior turbinate reduction and/or septoplasty. The evidence is insufficient to determine that the technology results in an improvement in the net health outcome.

Additional Information

Not applicable

Objective

The objective of this review is to determine whether the insertion of an absorbable lateral nasal implant for the treatment of symptomatic nasal valve collapse improves the net health outcome.

Policy Statements

The insertion of an absorbable lateral nasal implant for the treatment of symptomatic nasal valve collapse is considered investigational.

Policy Guidelines

Coding

Please see the Codes table for details.

Benefit Application

BlueCard/National Account Issues

State or federal mandates (eg, Federal Employee Program) may dictate that certain U.S. Food and Drug Administration-approved devices, drugs, or biologics may not be considered investigational, and thus these devices may be assessed only by their medical necessity.

Benefits are determined by the group contract, member benefit booklet, and/or individual subscriber certificate in effect at the time services were rendered. Benefit products or negotiated coverages may have all or some of the services discussed in this medical policy excluded from their coverage.

Background

Nasal Obstruction

Nasal obstruction is defined clinically as a patient symptom that presents as a sensation of reduced or insufficient airflow through the nose. Commonly, patients will feel that they have nasal congestion or stuffiness. In adults, clinicians focus the evaluation of important features of the history provided by the patient such as whether symptoms are unilateral or bilateral. Unilateral symptoms are more suggestive of structural causes of nasal obstruction. A history of trauma or previous nasal surgery, especially septoplasty or rhinoplasty, is also important. Diurnal or seasonal variation in symptoms is associated with allergic conditions.

Etiology

Nasal obstruction associated with the external nasal valve is commonly associated with post-rhinoplasty or traumatic sequelae and may require functional rhinoplasty procedures. A common cause of internal nasal valve collapse is a septal deviation. Prior nasal surgery, nasal trauma, and congenital anomaly are additional causes.

Pathophysiology

The internal nasal valve, bordered by the collapsible soft tissue between the upper and lower lateral cartilages, the anterior end of the inferior turbinate, and the nasal septum, forms the narrowest part of the nasal airway. During inspiration, the lateral wall cartilage is dynamic and draws inward toward the septum and the internal nasal valve narrows providing protection to the upper airways. The angle at the junction between the septum and upper lateral cartilage is normally 10° to 15° in white populations. Given that the internal nasal valve accounts for at least half of the nasal airway resistance; even minor further narrowing of this area can lead to symptomatic obstruction for a patient. Damaged or weakened lateral nasal cartilage will further decrease airway capacity of the internal nasal valve area, increasing airflow resistance and symptoms of congestion.1,

Physical Examination

A thorough physical examination of the nose, nasal cavity, and nasopharynx is generally sufficient to identify the most likely etiology for the nasal obstruction. Both the external and internal nasal valve areas should be examined. The external nasal valve is at the level of the internal nostril. It is formed by the caudal portion of the lower lateral cartilage, surrounding soft tissue and the membranous septum.

The Cottle maneuver is an examination in which the cheek on the symptomatic side is gently pulled laterally with 1 to 2 fingers. If the patient is less symptomatic with inspiration during the maneuver, the assumption is that the nasal valve has been widened from a collapsed state or dynamic nasal valve collapse. An individual can perform the maneuver on oneself and it is subjective. A clinician performs the modified Cottle maneuver. A cotton swab or curette is inserted into the nasal cavity to support the nasal cartilage and the patient reports whether there is an improvement in the symptoms with inspiration. In both instances, a change in the external contour of the lateral nose may be apparent to both the patient and the examiner.

Treatment

Treatment of symptomatic nasal valve collapse includes the use of non-surgical interventions such as the adhesive strips applied externally across the nose (applying the principle of the Cottle maneuver) or use of nasal dilators, cones, or other devices that support the lateral nasal wall internally (applying the principle of the modified Cottle maneuver).

Severe cases of obstruction resulting from nasal valve deformities are treated with surgical grafting to widen and/or strengthen the valve. Common materials include cartilaginous autografts and allografts, as well as permanent synthetic grafts. Cartilage grafts are most commonly harvested from the patient’s nasal septum or ear.

Nasal Implants

The placement of an absorbable implant to support the lateral nasal cartilages has been proposed as an alternative to more invasive grafting procedures in patients with severe nasal obstruction.

Regulatory Status

In May 2016, LATERA® (Entellus Medical/Stryker ENT, previously Spirox) was cleared for marketing by the U.S. Food and Drug Administration (FDA) through the 510(k) process.2, LATERA® is the only commercially available absorbable nasal implant for the treatment of nasal valve collapse. It is a class II device and regulatory details are summarized in Table 1.

Table 1. Absorbable Nasal Implant Cleared by the U.S. Food and Drug Administration
Product Manufacturer Date Cleared 510(k) No. Product Code Indication
LATERA® absorbable nasal implant Spirox (part of Stryker) 2016 K161191 NHB Supporting nasal upper and lower lateral cartilage

Rationale

This evidence review was created in October 2018 and updated periodically with a search of the PubMed database. The most recent literature update was performed through August 12, 2024.

Evidence reviews assess the clinical evidence to determine whether the use of technology improves the net health outcome. Broadly defined, health outcomes are the length of life, quality of life (QOL), and ability to function including benefits and harms. Every clinical condition has specific outcomes that are important to patients and managing the course of that condition. Validated outcome measures are necessary to ascertain whether a condition improves or worsens; and whether the magnitude of that change is clinically significant. The net health outcome is a balance of benefits and harms.

To assess whether the evidence is sufficient to draw conclusions about the net health outcome of technology, 2 domains are examined: the relevance, and quality and credibility. To be relevant, studies must represent 1 or more intended clinical use of the technology in the intended population and compare an effective and appropriate alternative at a comparable intensity. For some conditions, the alternative will be supportive care or surveillance. The quality and credibility of the evidence depend on study design and conduct, minimizing bias and confounding that can generate incorrect findings. The randomized controlled trial (RCT) is preferred to assess efficacy; however, in some circumstances, nonrandomized studies may be adequate. RCTs are rarely large enough or long enough to capture less common adverse events and long-term effects. Other types of studies can be used for these purposes and to assess generalizability to broader clinical populations and settings of clinical practice.

Promotion of greater diversity and inclusion in clinical research of historically marginalized groups (e.g., People of Color [African-American, Asian, Black, Latino and Native American]; LGBTQIA (Lesbian, Gay, Bisexual, Transgender, Queer, Intersex, Asexual); Women; and People with Disabilities [Physical and Invisible]) allows policy populations to be more reflective of and findings more applicable to our diverse members. While we also strive to use inclusive language related to these groups in our policies, use of gender-specific nouns (e.g., women, men, sisters, etc.) will continue when reflective of language used in publications describing study populations.

Population Reference No. 1

Absorbable Lateral Nasal Valve Implant

Clinical Context and Therapy Purpose

The purpose of insertion of an absorbable nasal valve implant in patients who have symptomatic nasal valve obstruction due to nasal valve collapse (NVC) is to provide a treatment option that is an alternative to or an improvement on existing therapies.

The following PICO was used to select literature to inform this review.

Populations

The relevant population of interest is adults who have severe symptomatic nasal obstruction symptoms due to the internal (also known as zone 1) NVC. NVC is one of the recognized structural causes of obstructed breathing and congestion, and the diagnosis is primarily clinical. NVC may be unilateral or bilateral and is typically constant with each inspiration. The condition may occur in association with prior trauma or rhinonasal surgery. The evaluation consists of a clinical history to elicit alternative causes or co-occurring conditions such as obstructive sleep apnea or medication use. In addition to examination of the head and neck, the Cottle maneuver or modified Cottle maneuver (previously described) is used to rule-in NVC. Anterior rhinoscopy and nasal endoscopy are used to rule out structural abnormalities such as septal deviation or mucosal conditions such as enlarged turbinates. Radiographic studies are not generally indicated.3,

Interventions

The therapy being considered is a unilateral or bilateral insertion of an absorbable nasal implant into the lateral nasal wall. The product is predominantly cylindrical in shape with a diameter of 1 mm and an overall length of 24 mm with a forked distal end for anchoring into the maxillary periosteum. It is composed of poly (l-lactide-co-d-l-lactide) 70:30 copolymer, which is absorbed in the body over approximately 18 months. It is packaged with a 16-gauge insertion device. The available product information describes the integrity of the implant to be maintained for 12 months after implantation while a fibrous capsule forms around the device. A remodeling phase where collagen replaces the implant within the capsule persists through 24 months and is the purported mechanism of support for the lateral nasal wall support.4,

Comparators

The following therapies and practices are currently being used to treat NVC: nonsurgical treatments include the use of externally applied adhesive strips or intranasal insertion of nasal cones. The basic mechanism of action of these treatments is to widen the nasal valve and permit increased airflow. Surgical grafting using either autologous cartilage (typically from the nasal septum, ear, or homologous irradiated rib cartilage) or a permanent synthetic implant may be performed to provide structural support to the lateral wall support defect.

Outcomes

The general outcomes of interest are a change in symptoms and disease status, treatment-related morbidity, functional status, and change in the QOL. The Nasal Obstruction Symptom Evaluation (NOSE) score is an accepted symptom questionnaire for research purposes. The score can also be stratified to indicate the degree of severity of the nasal obstruction symptoms. The insertion of the absorbable implant is performed under local anesthesia and the adverse event profile includes mild pain, irritation, bruising and inflammation, awareness of the presence of the implant, infection, and the need for device retrieval prior to complete absorption.

Stewart et al (2004) proposed the NOSE as a validated sinonasal-specific health status instrument that is used to assess the impact of nasal obstruction on the QOL of affected persons.5, It is a 5-item questionnaire on breathing problems: nasal congestion or stuffiness, nasal blockage or obstruction, trouble breathing through the nose, trouble sleeping, and inability to get enough air through the nose during exercise or exertion. The responses are made on a Likert-type scale ranging from 0 (not a problem) to 4 (severe problem). The range of raw scores is 0 to 20. The score is then scaled to a potential total score of 0 to 100 by multiplying the raw score by 5. A score of 100 means the worst possible problem with nasal obstruction.

The NOSE scale-based nasal obstruction severity classification system is proposed as a means to classify patients for clinical management as well as to better define study populations and describe treatment or intervention responses (Table 2).6,

Table 2. NOSE Severity Classification
Severity Class NOSE Score Range
Mild 5-25
Moderate 30-50
Severe 55-75
Extreme 80-100
NOSE: Nasal Obstruction Symptom Evaluation.

The duration of follow-up to assess early procedural outcomes is 1 month and at least 24 months would be required to evaluate the durability of symptom improvement as well as to confirm the association with the purported device mechanism of action.

Study Selection Criteria

Review of Evidence

Randomized Controlled Trial

One sham-controlled randomized trial with 3-month follow-up has been identified (Table 3). Stolovitzky et al (2019) randomized 137 patients with severe to extreme NOSE scores to an office-based nasal implant or sham control procedure.7, Follow-up at 3 months showed a significant improvement in responder rate, change in NOSE score, and visual analog scale compared to the sham group, although over half of the control group also were considered responders (Table 4). Six patients (8.6% of 70), had the implant removed by 3 months and analysis was not intent-to-treat (see Tables 5 and 6). Adverse events included pain (n=4), foreign body sensation (n=3), localized swelling (n=2), inflammation (n=1), skin puncture (n=1), and vasovagal response (n=2).

Table 3. Summary of Key RCT Characteristics
Study; Trial Countries Sites Dates Participants Interventions

 

 

 

 

 

Active Comparator
Stolovitzky et al (2019)7,

NCT03400787
US 10 2017-2018 137 patients with severe to extreme NOSE scores after 4 weeks of medical management Nasal implant (n=70) Sham control with a cannula inserted into the nasal lateral wall (n=67)
NOSE: Nasal Obstruction Symptom Evaluation; RCT: randomized controlled trial.
Table 4. Summary of Key RCT Results at 3 Months
Study NOSE Responder Rate at 3 mo %1 Change in NOSE Score at 3 mo (SD) Change in VAS at 3 mo (SD) Implant Removal
Stolovitzky et al (2019)7,

NCT03400787
N=127 N=127    
Nasal Implant 82.5 −42.4 (23.4) –39.0 (29.7) 6/70 (8.6%)
Sham Implant 54.7 −22.7 (27.9) –13.3 (30.0)  
p-value .001 <.001 <.001
NOSE: Nasal Obstruction Symptom Evaluation; RCT: randomized controlled trial; SD: standard deviation; VAS: visual analog scale.1 20% decrease or decrease in 1 category on the NOSE score.

Bikhazi et al (2021) reported results from a 24-month uncontrolled follow-up phase of the RCT.8, Participants randomized to the control group were given the option to crossover to the treatment group following the 3-month randomized phase. Table 5 shows the disposition of participants and Table 6 summarizes outcomes at 24 months for the treatment and crossover participants.

Table 5. Disposition of Participants in Uncontrolled 24-month Follow-up Phase of RCT8,
Total enrolled in randomized cohort 137 (71 treatment, 66 sham)
Sham participants undergoing crossover procedure 40 (61.0%)
Total enrolled in long-term follow-up phase 111 (71 treatment, 40 sham)
Total completing 12-month visit 90
Total completing 18-month visit 75
Total completing 24-month visit 70
CT: randomized controlled trial.
Table 6. Summary of Key RCT Results - 24 Month Uncontrolled Crossover Phase8,
  NOSE Responder Rate1 Mean Change (SD) from Baseline in NOSE Score Mean Change from Baseline in Nasal Obstruction VAS Mean Change (SD) from Baseline in Epworth Sleepiness Scale Device Migration/extrusion/retrieval Total Adverse Events
Number analyzed 60 68 NR (reported in figure) 69 111 111
  88.2% (78.1%, 94.8%) -38.4 (25.8); p<.001
>29.7; p<.001 at all time points
-2.6 (4.1); p<.001

Among 26 participants with abnormal baseline score (> 10): -4.9 (4.1); p<.001
10 events in 10 participants

(4.5% of total implants;
9% of participants)
34 events in
OSE: Nasal Obstruction Symptom Evaluation; NR: not reported; RCT: randomized controlled trial; SD: standard deviation; VAS: visual analog scale.1 20% decrease or decrease in 1 category on the NOSE score.

Tables 7 and 8 summarize the limitations of the RCT and its uncontrolled follow-up phase. Study limitations include the lack of long-term follow-up of the control arm, significant loss of study participants to follow-up at 18 and 24 months (Table 5), and a lack of objective assessment of NVC.

Table 7. Study Relevance Limitations
Study Populationa Interventionb Comparatorc Outcomesd Follow-Upe
Stolovitzky et al (2019)7,

 

 

 

6. Clinically significant difference not supported. A positive responder could still have severe symptoms.
The study limitations stated in this table are those notable in the current review; this is not a comprehensive gaps assessment.
a Population key: 1. Intended use population unclear; 2. Study population is unclear; 3. Study population not representative of intended use; 4, Enrolled populations do not reflect relevant diversity; 5. Other.b Intervention key: 1. Not clearly defined; 2. Version used unclear; 3. Delivery not similar intensity as comparator; 4.Not the intervention of interest.c Comparator key: 1. Not clearly defined; 2. Not standard or optimal; 3. Delivery not similar intensity as intervention; 4. Not delivered effectively.d Outcomes key: 1. Key health outcomes not addressed; 2. Physiologic measures, not validated surrogates; 3. No CONSORT reporting of harms; 4. Not establish and validated measurements; 5. Clinical significant difference not prespecified; 6. Clinical significant difference not supported.e Follow-Up key: 1. Not sufficient duration for benefit; 2. Not sufficient duration for harms.
Table 8. Study Design and Conduct Limitations

Study

Allocationa

Blindingb

Selective Reportingc

Data Completenessd

Powere

Statisticalf

Stolovitzky et al (2019)7,

 

3. Nasal examination was performed by the treating physician (patients were blinded)

Longer-term follow-up data not blinded



In randomized phase, patients who had the implant removed were excluded from analysis.

6. Not intent-to-treat. Six patients who had implant removal were not analyzed.
High loss to follow-up in longer-term phase

   
The study limitations stated in this table are those notable in the current review; this is not a comprehensive gaps assessment.a Allocation key: 1. Participants not randomly allocated; 2. Allocation not concealed; 3. Allocation concealment unclear; 4. Inadequate control for selection bias.b Blinding key: 1. Not blinded to treatment assignment; 2. Not blinded outcome assessment; 3. Outcome assessed by treating physician.c Selective Reporting key: 1. Not registered; 2. Evidence of selective reporting; 3. Evidence of selective publication.d Data Completeness key: 1. High loss to follow-up or missing data; 2. Inadequate handling of missing data; 3. High number of crossovers; 4. Inadequate handling of crossovers; 5. Inappropriate exclusions; 6. Not intent to treat analysis (per protocol for noninferiority trials).e Power key: 1. Power calculations not reported; 2. Power not calculated for primary outcome; 3. Power not based on clinically important differences.f Statistical key: 1. Analysis is not appropriate for outcome type: (a) continuous; (b) binary; (c) time to event; 2. Analysis is not appropriate for multiple observations per patient; 3. Confidence intervals and/or p values not reported; 4. Comparative treatment effects not calculated.

Nonrandomized Studies

No studies have compared insertion of an implant with inferior turbinate reduction and/or septoplasty. A comparative observational study of 90 individuals with nasal obstruction published in 2021 compared nasal implants to a variety of open functional rhinoplasty techniques in individuals who had also undergone septoplasty and inferior turbinate reduction.9, However, this study was not included because of its retrospective design, follow-up of only 3 months, and heterogeneity in the indications for the interventions and the surgical techniques used.

Three prospective, single-arm cohort studies in a total of 307 individuals receiving nasal implants have evaluated outcomes at 24 months. The characteristics and results of these studies are summarized in Tables 9, 10, and 11.

Sidle, Stolovitzky, and colleagues (2019, 2021) reported outcomes from 2 post-marketing studies that enrolled a total of 277 patients with severe-to-extreme NOSE scores at 19 U.S. clinics between September 2016 and July 2017.10,11,12, One of the trials (NCT02964312) was conducted in an office setting and enrolled 166 participants. The second study (NCT02952313) implanted the device in the operating room and included 113 participants. Concomitant procedures (septoplasty and/or inferior turbinate reduction) were at the discretion of the investigators. The most recent publication from these studies12, included data from 177 patients who were followed for 24 months under a protocol extension. NOSE scores through 24 months were reported separately for patients who received an implant alone (n = 69, NOSE = 30.4 [24.6 standard deviation {SD}]), implant plus inferior turbinate reduction (n=39, NOSE = 27.6 [23.1 SD]), or an implant combined with septoplasty and inferior turbinate reduction (n=69, NOSE = 16.0 [20.7 SD]). The data presented by Sidle et al (2021)12, is described in the tables below. The mean change from baseline for the 177 patients with 24-month data was -53.6 (95% confidence interval [CI], -57.0 to -50.1), with a responder rate of around 90%. Loss to follow-up in these cohorts was high, with 100 of 277 participants discontinuing the study before 24 months (44 were lost to follow-up, 17 withdrew due to lack of response, 38 withdrew or did not consent to the extension study, and 2 died). Sensitivity analysis, performed with a worst-case scenario with all missing 24-month data assigned no change from baseline, showed a mean change from baseline in the NOSE score of -34.2 (95% CI, -38.1 to -30.2), representing an improvement of 1 class.

San Nicoló et al (2017, 2018) reported 24-month outcomes for 30 patients who were treated at 3 clinical sites in Germany.13,14, In this study, 13.3% of patients had the implant removed.

The improvement in symptoms was consistent across the 3 studies, with a mean change of over 40 points from baseline on the NOSE score. The 24-month outcomes are the most relevant, as resorption and remodeling are expected to occur within that time frame.

Table 9. Summary of Prospective, Single-Arm Study Characteristics
Study Study Type Country Dates Participantsa Treatment, n Follow-Up
Sidle et al (2019)11,

NCT02952313
NCT02964312
Two prospective single-arm cohorts U.S. (19 clinical sites) 2016- 2019 277 patients with severe to extreme nasal obstruction (NOSE score
>55) and a positive Cottle maneuver
· Insertion of implantb alone (n=109)
· Insertion of implantb plus inferior turbinate reduction (n=67)
· Insertion of implantb plus septoplasty plus inferior turbinate reduction (n=101)
24 mo
San Nicoló et al (2017, 2018)13,14,

 
Prospective single-arm cohort Germany (3 clinical sites) NR 30 Insertion of 56 lateral wall implantb:
· Bilateral: 26
· Unilateral: 4
1 wk and 1, 3, 6, 12, 24 mo
NOSE: Nasal Obstruction Symptom Evaluation; NR: not reported.a Baseline inclusion criteria: NOSE score ≥55. Baseline exclusion criteria: septoplasty or turbinate reduction within 6 mo, rhinoplasty within 12 mo, recurrent nasal infection, intranasal steroids, permanent nasal implants or dilators, precancerous or cancerous lesions, radiation or chemotherapy within 24 mo.b Absorbable polylactide implant marketed in the U.S. as Latera.
Table 10. Summary of Prospective, Single-Arm Study NOSE Score Results
Study 1 Month 3 Months 6 Months 12 Months 18 Months 24 Months
Sidle et al (2021)11,      

 

 

 
N or n 276 267 258 232 185 177
Baseline (SD) 77.8 (13.6) 77.7 (13.5) 77.6 (13.6) 77.0 (13.5) 77.6 (13.2) 78.0 (13.1)
Mean NOSE score (SD)a 33.7 (23.0) 27.8 (23.4) 27.5 (24.0) 26.0 (23.9) 25.4 (24.0) 24.2 (23.6)
Mean change from baseline (95% CI) -43.9 (-46.7 to 41.2) -49.9 (-52.7 to -47.1) -50.2 (-53.0 to -47.3) -51.5 (-54.5 to -48.4) -52.2 (-55.6 to -48.8) -53.6 (-57.0 to -50.1)
Responder rateb 90.9% 93.3% 91.9% 91.4% 93.5% 93.2%
Responder rateb for implant alone group 90.8% (99/109) 92.5% (98/106) 92.0% (92/100) 88.3% (83/94) 94.5% (69/73) 89.9% (62/69)
San Nicoló et al (2017, 2018)13,14, Baseline   3 Months 6 Months 12 Months 24 Months
N or n 30   29 30 29 25
Mean score (SD) 76.7 (14.8) NR 28.4 33.3 35.2 32.0 (29.3)
Mean change from baseline (SD)     -48.4 (26.9) -43.3 (29.7) -40.9 (29.2) -44.0 (31.1)
p     <.001 <.001 <.001  
N or n   NR 29 30 29  
Response rate, n (%)b     25 (86.2) 24 (80) 22 (75.9)
CI: confidence interval; NOSE: Nasal Obstruction Symptom Evaluation; NR: not reported; SD: standard deviation. a Paired tests were used to compare the mean baseline value with each of the follow-up time points to determine whether there was evidence of significant reductions in NOSE scores. All follow-up points were significant at p<.001.b Response rate was defined as an improvement of at least 1 NOSE score category or a 20% reduction in NOSE score.
Table 11. Summary of Prospective,Single-Arm Study Safety and Adverse Event Results
Study 1 Month 3 Months 6 Months 12 Months 24 Months
Sidle et al (2019, 2021)11,12,

 

 

 

 

 
Device relateda       41 events in 31 patients 54 events in 45 patients
Device removals       17 out of 319 implants (5.3%) 22 out of 543 implants (4.0%)
San Nicoló et al (2017, 2018)13,14,

 

 

 

 

 
N or n 30 29 30 29 25b
Device tolerability, % (n)          
None/mild pain 30 (100) 29 (100) 29 (96.7) 29 (100) 24 (96.0)
Not assessed     1 (3.3)    
No cosmetic changesc 26 (86.7) 27 (93.1) 27 (90.0) 26 (89.7) 17 (89.5)
Device-related adverse eventsd 5 0 0 0 0
a Foreign body sensation (6), sinus infection (1), mucous production (2), loss of smell/taste (1), skin irritation (1), hematoma (1), infection (4), pain (3), bumps (5), and implant retrievals (17).b 4 patients had an additional procedure and 1 was lost to follow-up.c Photographic review.d 3 device retrievals, 1 hematoma, and 1 inflammation.

Study limitations are summarized in Tables 12 and 13. The lack of a comparator group inherent to the study design is a major limitation. Additionally, the indication for the nasal implant varied within the study populations, or was not adequately described.

Table 12. Nonrandomized Study Relevance Limitations
Study Populationa Interventionb Comparatorc Outcomesd Duration of
Follow-Upe
Sidle et al (2019, 2021)11,12, 1.Patient population varied in important clinical characteristics and types and rates of prior rhinologic surgery

2.Clinical context for patient selection for absorbable implant versus implant plus adjunctive surgery not described
  No comparator 6. Clinically significant difference not supported. A positive responder could still have severe symptoms.  
San Nicoló et al (2017, 2018)13,14, 2. Clinical context for patient selection for absorbable implant versus alternative surgery not described

3. Study population is heterogenous: 68% had prior rhinonasal surgery
  No comparator 6. Clinically significant difference not supported. A positive responder could still have severe symptoms.
The study limitations stated in this table are those notable in the current review; this is not a comprehensive gaps assessment.a Population key: 1. Intended use population unclear; 2. Study population is unclear; 3. Study population not representative of intended use; 4, Enrolled populations do not reflect relevant diversity; 5. Other.b Intervention key: 1. Not clearly defined; 2. Version used unclear; 3. Delivery not similar intensity as comparator.c Comparator key: 1.Not clearly defined; 2.Not standard or optimal; 3. Delivery not similar intensity as intervention; 4. Not delivered effectively.d Outcomes key: 1.Key health outcomes not addressed; 2. Physiologic measures, not validated surrogates; 3.Not CONSORT reporting of harms; 4.Not established and validated measurements; 5. Clinically significant difference not prespecified; 6. Clinically significant differences not supported.e Follow-Up key: 1. Not sufficient duration for benefits; 2. Not sufficient duration for harms.
Table 13. NonrandomizedStudy Design and Conduct Limitations
Study Allocationa Blindingb Selective Reportingc Data Completenessd Powere Statisticalf
Sidle et al (2019, 2021)11,12,   1. No control and not blinded to treatment assignment   1. Data incomplete for populations assessed for various outcomes
2. Missing data for patients who had device retrievals
   
San Nicoló et al (2017, 2018)13,14,   1. No control and not blinded to treatment assignment   2. Missing data for patients who had device retrievals  
The study limitations stated in this table are those notable in the current review; this is not a comprehensive gaps assessment.a Allocation key: 1. Participants not randomly allocated; 2. Allocation not concealed; 3. Allocation concealment unclear; 4. Inadequate control for selection bias.bBlinding key: 1. Not blinded to treatment assignment; 2. Not blinded outcome assessment; 3. Outcome assessed by treating physician.c Selective Reporting key: 1. Not registered; 2. Evidence of selective reporting; 3. Evidence of selective publication.d Data Completeness key: 1. High loss to follow-up or missing data; 2. Inadequate handling of missing data; 3. High number of crossovers; 4. Inadequate handling of crossovers; 5. Inappropriate exclusions; 6. Not intent to treat analysis (per protocol for noninferiority trials).e Power key: 1. Power calculations not reported; 2. Power not calculated for primary outcome; 3. Power not based on clinically important difference.f Statistical key: 1. Analysis is not appropriate for outcome type: (a) continuous; (b) binary; (c) time to event; 2. Analysis is not appropriate for multiple observations per patient; 3. Confidence intervals and/or p values not reported; 4.Comparative treatment effects not calculated.

Summary of Evidence

For individuals with symptomatic nasal obstruction due to internal NVC who receive an absorbable lateral nasal valve implant, the evidence includes 1 randomized controlled trial (RCT) with a 24-month uncontrolled follow-up phase and 3 nonrandomized prospective, single-cohort studies. Relevant outcomes are symptoms, change in disease status, treatment-related morbidity, functional outcomes, and QOL. Overall, improvements in a nasal obstruction score have been demonstrated in study reports. Follow-up at 3 months in the RCT showed a statistically significant improvement in response with the implant compared to the sham group, although over half of the control group were also considered responders. Twenty-four month follow-up has been reported in the 3 multicenter cohort studies and the uncontrolled crossover phase of the RCT. Loss to follow-up was high, although sensitivity analysis with a worst-case scenario supported an improvement in symptoms at 24 months. As reported, adverse events appeared to be mild in severity and self-limiting, but still common. In the larger cohorts, device retrievals or extrusions occurred in 4% of patients. The need for device retrievals appears to occur early in the course of follow-up (1 month); suggesting technical experience limitations on the part of the operator or inappropriate patient selection. No studies have been identified that compared insertion of an implant with inferior turbinate reduction and/or septoplasty. The evidence is insufficient to determine that the technology results in an improvement in the net health outcome.

Population Reference No. 1 Policy Statement
[ ] MedicallyNecessary
[X] Investigational

Supplemental Information

The purpose of the following information is to provide reference material. Inclusion does not imply endorsement or alignment with the evidence review conclusions.

Practice Guidelines and Position Statements

Guidelines or position statements will be considered for inclusion in ‘Supplemental Information' if they were issued by, or jointly by, a US professional society, an international society with US representation, or National Institute for Health and Care Excellence (NICE). Priority will be given to guidelines that are informed by a systematic review, include strength of evidence ratings, and include a description of management of conflict of interest.

American Academy of Otolaryngology-Head Neck Surgery

In 2023, the American Academy of Otolaryngology-Head Neck Surgery (AAO-HNS) issued a position statement on nasal valve repair stating that treatment options of nasal valve dysfunction may include implants aimed at stabilizing the nasal valve.15, No specific recommendations were made for nasal implants. The AAO-HNS recognizes surgical repair of the nasal valve as a distinct surgical procedure that can alleviate nasal obstruction symptoms for patients who have nasal valve collapse and are suitable candidates for this intervention.

In 2010, the American Academy of Otolaryngology-Head Neck Surgery released a clinical consensus statement on the diagnosis and management of nasal valve compromise.2,No more recent guidelines were identified. Table 14 summarizes the key consensus statements relevant to this review. The statement also indicated that nasal endoscopy and nasal photography were both deemed useful but not routinely required.

Table 14. Consensus Agreement: Diagnosis and Treatment of Nasal Valve Compromise
Item Statement Level of Consensus
Definition Nasal valve compromise is a distinct clinical entity separate from other anatomic reasons for nasal obstruction Agreement/strong agreement
History and physical Main symptom of nasal valve compromise is decreased airflow as reported by the patient Strong agreement
  Anterior rhinoscopy can be adequate for an intranasal evaluation of the nasal valve, weak or malformed nasal cartilages Agreement/strong agreement
  Inspiratory collapse of the lateral nasal wall or alar rim is consistent with nasal valve compromise Agreement/strong agreement
  Increased nasal obstruction associated with deep inspiration is consistent with nasal valve compromise Agreement/strong agreement
Adjunctive tests Criterion standard test to diagnose nasal valve compromise exists Strong disagreement
Outcome measures Various patient-reported outcomes (eg, visual analog scales, satisfaction measures, quality of life scales) are valid indicators of successful intervention General agreement
Management Nasal strips, stents, or cones can be used to treat some patients Strong agreement
  A surgical procedure that is intended to support the lateral nasal wall/alar rim is a distinct entity from procedures that correct a deviated nasal septum or hypertrophied turbinate Strong agreement

U.S. Preventive Services Task Force Recommendations

Not applicable.

Medicare National Coverage

There is no national coverage determination. In the absence of a national coverage determination, coverage decisions are left to the discretion of local Medicare carriers.

Ongoing and Unpublished Clinical Trials

A search of ClinicalTrials.gov in August 2024 did not identify any trials that would likely influence this review.

References

  1. Howard BK, Rohrich RJ. Understanding the nasal airway: principles and practice. Plast Reconstr Surg. Mar 2002; 109(3): 1128-46; quiz 1145-6. PMID 11884847
  2. Rhee JS, Weaver EM, Park SS, et al. Clinical consensus statement: Diagnosis and management of nasal valve compromise. Otolaryngol Head Neck Surg. Jul 2010; 143(1): 48-59. PMID 20620619
  3. Fraser L, Kelly G. An evidence-based approach to the management of the adult with nasal obstruction. Clin Otolaryngol. Apr 2009; 34(2): 151-5. PMID 19413614
  4. Stryker. Latera. http://www.spiroxmed.com/latera. Accessed August 12, 2024.
  5. Stewart MG, Witsell DL, Smith TL, et al. Development and validation of the Nasal Obstruction Symptom Evaluation (NOSE) scale. Otolaryngol Head Neck Surg. Feb 2004; 130(2): 157-63. PMID 14990910
  6. Lipan MJ, Most SP. Development of a severity classification system for subjective nasal obstruction. JAMA Facial Plast Surg. 2013; 15(5): 358-61. PMID 23846399
  7. Stolovitzky P, Senior B, Ow RA, et al. Assessment of bioabsorbable implant treatment for nasal valve collapse compared to a sham group: a randomized control trial. Int Forum Allergy Rhinol. Aug 2019; 9(8): 850-856. PMID 31226238
  8. Bikhazi N, Ow RA, O'Malley EM, et al. Long-Term Follow-up from the Treatment and Crossover Arms of a Randomized Controlled Trial of an Absorbable Nasal Implant for Dynamic Nasal Valve Collapse. Facial Plast Surg. Oct 2022; 38(5): 495-503. PMID 34965603
  9. Olson MD, Barrera JE. A comparison of an absorbable nasal implant versus functional rhinoplasty for nasal obstruction. Am J Otolaryngol. 2021; 42(6): 103118. PMID 34171694
  10. Stolovitzky P, Sidle DM, Ow RA, et al. A prospective study for treatment of nasal valve collapse due to lateral wall insufficiency: Outcomes using a bioabsorbable implant. Laryngoscope. Nov 2018; 128(11): 2483-2489. PMID 29756407
  11. Sidle DM, Stolovitzky P, Ow RA, et al. Twelve-month outcomes of a bioabsorbable implant for in-office treatment of dynamic nasal valve collapse. Laryngoscope. May 2020; 130(5): 1132-1137. PMID 31254279
  12. Sidle DM, Stolovitzky P, O'Malley EM, et al. Bioabsorbable Implant for Treatment of Nasal Valve Collapse with or without Concomitant Procedures. Facial Plast Surg. Oct 2021; 37(5): 673-680. PMID 33853139
  13. San Nicoló M, Stelter K, Sadick H, et al. Absorbable Implant to Treat Nasal Valve Collapse. Facial Plast Surg. Apr 2017; 33(2): 233-240. PMID 28388804
  14. San Nicoló M, Stelter K, Sadick H, et al. A 2-Year Follow-up Study of an Absorbable Implant to Treat Nasal Valve Collapse. Facial Plast Surg. Oct 2018; 34(5): 545-550. PMID 30227454
  15. American Academy of Otolaryngology-Head and Neck Surgery. Position Statement: Nasal Valve Repair, 2023; https://www.entnet.org/resource/position-statement-nasal-valve-repair/. Accessed August 12, 2024.

Codes

Codes Number Description
CPT 30468 Repair of nasal valve collapse with subcutaneous/ submucosal lateral wall implant(s)
HCPCS N/A  
    Investigational for applicable diagnoses
ICD-10-CM J34.8200 Internal nasal valve collapse, unspecified
  J34.8201 Internal nasal valve collapse, unspecified
  J34.8202 Internal nasal valve collapse, dynamic
  J34.8210 External nasal valve collapse, unspecified
  J34.8211 External nasal valve collapse, static
  J34.8212 External nasal valve collapse, dynamic
  J34.829 Nasal valve collapse, unspecified
  J34.89 Other specified disorders of nose and nasal sinuses
  J34.9 Unspecified disorder of nose and nasal sinuses
ICD-10-PCS    
Type of service Surgery  
Place of service Outpatient

Applicable Modifiers

N/A

Policy History

Date Action Description
11/14/2024 Annual Review Policy updated with literature review through August 12, 2024; Guidelines updated. Policy statement unchanged.
11/15/2023 Annual Review Policy updated with literature review through September 5, 2023; no references added. Policy statement unchanged.
11/11/2022 Annual Review

Policy updated with literature review through August 31, 2022; reference added. Policy statement unchanged. New Code 30469 Eff 01/01/2023. Code C9749 terminated 12/31/2020, Substituted by 30648 eff 01/01/2021.

11/04/2021 Annual Review Policy updated with literature review through August 18, 2021; reference added. Policy statement unchanged.
11/11/2020 Policy Review Policy updated with literature review through September 2, 2020; no references added. Policy statement unchanged.
10/27/2020  Policy Created New Policy